Legal and Regulatory Information
SimplyStockbroking is an FSA authorised firm (FSA Number 485165) which is privately owned and backed by shareholders with extensive experience in financial services. We do not hold your shares and money. They are held by Ridge Clearing and Outsourcing Solutions Ltd which is authorised and regulated by the FSA (FSA Number 469813), and provides full protection of your assets. You can check both companies current status with the FSA by clicking here.
Your business with us is also covered by the Financial Services Compensation Scheme. You can find out more about this scheme on the Financial Ombudsman website by clicking here. If you have any questions about our services please do not hesitate to contact us.
Documents
Terms of Business
Investment Risk Warnings
Order Execution policy
Conflicts of Interest policy
Complaints Policy
Privacy Policy
Complex Instruments Risk Warning
Adobe Reader is required to view the above documents
